Balance Testing and Interventions
204L Neurological Dysfunctions Lab

Instructional Use Statement

The following information is used for instructional purposes for students enrolled in the Physical Therapist Assistant Program at Lane Community College. It is not intended for commercial use or distribution or commercial purposes. It is not intended to serve as medical advice or treatment.

Contact howardc@lanecc.edu for permissions

 

Balance Overview

There are multiple models for looking at the role of systems in maintaining balance

204LBalanceControl.jpg

Redrawn from Shumway-Cook A, Woollacott

Motor Control: Theory and Practical Applications,ed 2, Philadelphia, 2001, Lippincott Williams & Wilkins.

Balance is complex.

Balance control includes continuous coordination of sensory, motor, and cognitive systems. Selecting balance interventions, and measuring the effect of these interventions, is a fundamental skill for the PTA.

Balance impairments can result from pathologies and injuries that effect central nervous system processing. Altered sensation processing from the senses and periphery can influence motor planning, motor control, and motor responsiveness. Effective treatment of balance disorders is dependent on determining the cause of the impaired balance. Let's say this again, because this is IMPORTANT!

Effective treatment of balance disorders is dependent on determining the cause of the impaired balance

Contributors can be musculoskeletal, neuromuscular, sensory, or cognitive, or some combination. Unsteadiness, dizziness, and loss of balance is often attributed to disorganization or conflicting information from the sensorimotor system.

 

Stages of Information Processing

Updated Evidence

Fay Horak and colleagues at OHSU have studied balance extensively, and developed an alternative schema for looking at balance control. They have identified six categories that influence balance. These include:

 

Balance And Function

There are three primary categories of balance control during functional activities: static, dynamic, and automatic postural reactions (Dutton, 249)

Automatic Postural Reactions

There are predictable balance strategies which are selected in response to a postural perturbations and/or loss of balance in order to prevent a fall.

  1. Hip strategy
    1. Characteristics:
      1. proximal to distal activation of muscles
      2. muscles activated on the side toward which COG is shifted or perturbed
    2. Typically elicited:
      1. during perturbations that are large in comparison with the supporting surface
      2. when the task requires a large or rapid shift in COG
    3. Appears only if vestibular reception is intact
  2. Ankle strategy
    1. Characteristics:
      1. distal to proximal activation of muscles
      2. muscles activated on side contralateral to direction that COG is shifted or perturbed ("elongation of the weight-bearing side"
    2. Typically elicited:
      1. during small shifts or perturbations of COG
      2. when the task requires maintenance of upright posture
    3. Appears only if somatosensory reception is intact
  3. Stepping Strategy
    1. Characteristics
      1. Limits of stability is reached or exceeded
      2. Muscles activate to allow a compensatory weight shift
    2. Typically elicited
      1. during large, gross perturbations
  4. Weight Shift Strategy
    1. Characteristics
      1. shifting from one leg or limb to the other
  5. Suspension Strategy
    1. Characteristics
      1. Lowers COG by quickly flexing knees
    2. Typically elicited
      1. During accelerations and momentum with perturbations (i.e. roller skating)

Primary Stabilizing Muscles for during Anterior/Posterior Postural Sway

204LMusclesduringsway.jpg

Balance and Disability

Loss of balance and falls has a significant impact to older adults. An excellent resources for your future practice is the CDC progrram STEADI - Stopping Elderly Accidents, Deaths & Injuries

Statistics for related to falls in Oregon include:

Protect the Patient

Due to the high risk of injury when treating patients with impaired balance, best practices include setting up the treatment environment to challenge balance, but prevent injury from falls. This includes the use of a gait belt or harness, performing the exercises near a railing, and closely guarding the patient.

Standardized Tests and Measures for Balance

Berg Balance Scale

The Berg is a validated balance assessment which has been shown to be a reliable predictor of fall risk. It assesses static and dynamic components of sitting and standing activities in multiple planes. Standardized assessments are valid when they are administered consistently and systematically according to published guidelines.

The Berg is most applicable to older adults when assessing fall risk.

 

Berg Balance Scale Demonstration

 

 

Modified Clinical Test of Sensory Interaction and Balance

 

 

 

Computerized Dynamic Posturography (CDP)

CDP Demonstration

 

Dynamic Gait Index

This assessment tool is a valid fall predictor and is sensitive to identifying vestibular dysfunction. Sensitivity, however, is contingent on correct administration of the test.

Dynamic Gait Index Demonstration

MiniBEST Test

MiniBEST Test Instructions and Scoring Form

Fay Horak and colleagues at OHSU have researched balance and falls and have developed and tested (validity and reliability) this method to assess balance.

The MiniBEST has been shown to have less of a "ceiling effect" compared to the BERG. What does this mean? Can you think of a clinical reason about why you would select the BERG over the MiniBEST or vice versa?

Notice the "Subscore" areas on the MiniBEST form....see if you can develop your own ideas around why these subcategories are included as major factors for improving balance and preventing falls.

 

Balance Interventions

Selecting interventions is based on the PT plan of care. Activities to restore and improve balance function should be directly related to a documented impairment, functional limitation, or disability. Conversely, impairments observed and/or measured by the PTA which are not included in the evaluation findings should be communicated to the supervising therapist for consideration and review.

 

Stretching

Upright posture and postural adaptations plays a significant role in fall recovery and balance strategy selection. Flexibility in the spine, hip, and ankle play a direct role in sensorimotor function.

Strengthening

Similarly, strengthening exercises for the postural and lower body muscles can improve balance and decrease risk for falls. Task-oriented approaches to strengthening enhance motor learning and functional recovery specific to the patient's functional short and long term goals. Therapists may integrate multidirectional resistance or perturbations to increase strength in muscles recruited during hip and ankle strategies. Balance and/or frequency of falls are impacted by the increased endurance which results from a strengthening and conditioning (cardiovascular) program.

Sensory Training

Activities which specifically challenge the visual, vestibular, and proprioceptive systems are included as interventions for sensory retraining. Interventions are targeted to effect a change in underutilized sensory inputs in order to integrate these multiple systems into an effective fall prevention strategy. Pain after joint injury alters proprioception, so interventions for recovering normal joint function typically include proprioceptive activities.

Interventions may also include providing adaptive strategies to compensate for compromised sensory systems. Large print, ergonomic modifications to prevent end-range activities (forward bending, overhead reaching), enhanced lighting/visual contrasts are examples of strategies to use in the home and community environments to prevent falls due to impaired sensation.

Perception training

Examples of activities which integrate sensorimotor training principles include eyes open/closed, variable surface consistencies, balance boards, performing a functional activity while on stable/unstable surfaces, enhanced feedback (e.g., knowledge of results using visual or auditory feedback).

Postural Awareness Training

Examples of interventions include progressive weight shifting and standing activities in double-limb and single-limb support. The intended outcome is that the patient can anticipate, assume, and maintain weight shifts in multiple planes without loss of balance. Strengthening of postural muscles and lower body stabilizers are requisites for postural awareness training.

Dynamic Gait

Interventions for dynamic gait should include environmental constraints for which walking is functional. For example, curb training, visual scanning/trunk rotation with walking (e.g., safely crossing streets), and maneuvering around obstacles are activities which may influence decisions about level of independence in community.

Vestibular Exercises

Vestibular exercises are specifically selected to enhance coordination and agreement between the visual and vestibular systems. When input from vision conflicts with vestibular input, then symptoms of vertigo (dizziness, nausea, altered gaze, disorientation) may result.

Examples of vestibular exercises include eyes fixed-head moving, and eyes moving-head fixed while tracking an object through multiple and variable directions of motion. These can be performed in sitting and standing, statically and dynamically.

Active Learning - Get away from your computer and let's try Kinesthetic learning.

STOP Here!

Do you want to learn a little deeper? Do you want to develop some clinical reasoning skills?

There are no wrong answers here and there are no points or extra credit for this exercise (but I promise it will help grow your thinking). So, simply focus on your learning and less on trying to "nail it". Experiment. Observe. Notice. Reflect.

*******Stop right now and jot down two exercises or activities that you think might help improve your balance (static and/or dynamic) in sitting.

Good.

Now - How many possible systems or combination of systems are being challenged by these selected activities? WRITE THESE DOWN WITHOUT looking at your notes or in the book or going back in this lesson. Take no more than five minutes to complete your brainstorming. Don't worry if you cannot recall the correct medical terminology - just write down what you think is happening from a neuromotor and neurosensory perspective.

Next, TRY the activities YOURSELF. Quietly reflect on what you perceive as you perform the activities. Do this NOW.

Open "DidYouKnow" link AFTER you have completed the above.

  

 

Balance Progressions

204LSitting-on-the-bench.jpg http://www.mountpleasantgranary.net/blog/images/Sitting-on-the-bench.jpg

Challenging and Progressing static balance control into functional activities include:

Decreasing visual input

Narrowing the base of support

204LElderly_exercise.jpg http://upload.wikimedia.org/wikipedia/commons/1/13/Elderly_exercise.jpg

Adding Perturbations from One or More Directions

Note how this concept of stabilizing under dynamic conditions translates to musculoskeletal practice.

Changing the surface from firm to soft/dynamic

 

204LBalance_with_one_leg.JPG http://upload.wikimedia.org/wikipedia/commons/e/e3/Balance_with_one_leg.JPG

 

Patient Demonstration

Apply your understanding of functional movement and balance strategies by watching this demonstration. How is the PT using physical and verbal cues to facilitate function and provide an appropriate challenge.

In lab, you are going to continue to work on generating ideas to improve balance, and connecting your ideas to evidence and movement science. Looking forward to it!

End of Lesson